Senior Branch Compliance Officer - Insurance

• The Senior Branch Compliance Officer
• Insurance will have the opportunity to make a meaningful impact on the firm's compliance culture, strengthen risk management practices, and help protect the trust our clients place in us every day. You will join a collaborative team of professionals dedicated to excellence, integrity, and continuous improvement while serving in a position that directly influences the success and reputation of the organization.

The Senior Branch Compliance Officer, Insurance plays a critical supervisory and regulatory role overseeing insurance-related business activities across the firm. As a registered Supervisor of Registered Representatives with CIRO and holder of required provincial insurance licenses, you will serve as a key subject matter expert, providing guidance to advisors and branches while executing first-line compliance oversight.
Partnering closely with the Compliance Manager, Insurance, you will help ensure business activities align with regulatory requirements, provincial insurance legislation, and internal policies. You'll assess and mitigate risk, support regulatory compliance initiatives, and contribute to maintaining the firm's reputation for integrity and client-focused service.

What You'll Do:

• Supervise insurance-related business activities and regulatory compliance.

• Provide expert guidance on insurance regulations, policies, and procedures.

• Conduct compliance monitoring and risk assessments to identify and address potential issues.

• Escalate and help resolve regulatory, supervisory, and operational concerns.

• Partner with Compliance, Risk, and business leaders to strengthen controls and oversight.

• Stay current on regulatory developments and translate changes into actionable guidance.

• Mentor and coach Supervisors, Compliance Officers, and Specialists to build team expertise.

• A University degree, College Diploma or equivalent work experience is required.

• Required courses: Canadian Securities Course, Conduct and Practices Handbook or CIRE

• Insurance licenses (Level 2 / Life License Qualification Program (LLQP) required for insurance supervision as well as having held a valid insurance license for 5 of the last 7 years.

• Registration as a 'Supervisor' in the past 2 years or 2+ years of experience with a CIRO dealer member is required. Compliance or supervisory experience is preferred.

• Two years of relevant experience working for an investment dealer

• Project management

• Critical Analysis and problem solving techniques

• Excellent written and verbal communication skills

• Facilitation/presentation skills

• Strong interest in Insurance

• Process-minded, problem solving skilled, organized, with an eye for detail and excellent analytical skills

Edward Jones does not discriminate on the basis of race, color, gender, religion, national origin, age, disability, sexual orientation, pregnancy, veteran status, genetic information or any other basis prohibited by applicable law.

At Edward Jones, we value and respect our associates and their contributions, and we recognize individual efforts through a rewards program that promotes a long-term career, financial security and well-being. Visit our career site to learn more about our total compensation approach, which in addition to base salary, typically includes benefits, bonuses and profit sharing. The salary range for this role is based on national data and actual pay is based on skills, experience, education, and other relevant factors for a potential new associate.