
Senior Director, Senior Managing Counsel- Fixed Income and Equities (FIEQ)
职位介绍
In this role, you’ll make an impact in the following ways:
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Providing advice and assistance to business, Credit, Risk and Compliance partners concerning legal, regulatory and reputational issues arising from FIEQ businesses.
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Advising on new markets, new product and service development, and strategic business initiatives.
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Working closely with business managers and BNY control functions (Compliance, Credit, Risk, Legal) to ensure understanding of the bank's regulatory and contractual obligations;
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Drafting, reviewing and negotiating legal contracts and other documents;
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Monitoring, interpreting and communicating on proposed regulations and their application to the business;
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Overseeing and managing the retention of outside counsel on business initiatives and other matters; and
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Maintaining an understanding of global regulatory issues impacting the business through engagement with APAC and EMEA colleagues.
To be successful in this role, we’re seeking the following:
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Law degree (J.D.) and licensed to practice law in New York Pennsylvania or Florida
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Minimum 12 years of experience at a law firm and/or large financial institution covering fixed income and equity sales and trading activities
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Experience with industry standard trading agreements
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Knowledge of current regulatory issues impacting institutional sales and trading and capital markets businesses.
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Excellent verbal and written communication skills and the ability to interact professionally with a diverse group of executives, managers, and subject matter experts
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Problem solving orientation and an ability to identify practical solutions
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Detail oriented, with ability to multi-task and prioritize to meet deadlines
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The ability to be a proactive, dynamic member of the BNY Legal Department
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Client-orientation and an ability to cultivate good working relationships with business and other colleagues;
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Flexible and adaptable working style able to handle a demanding workload and changing priorities; and
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Experience in appropriately balancing commercial flexibility and legal risk management.
福利待遇
•医疗保险
•弹性工作
•育儿假
•Learning Budget
•401k
•股权
关于BNY Mellon
New York
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