We’re seeking someone to join our team as an Vice President in the Legal and Compliance Division.

In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm’s management of legal, regulatory and franchise risk.

Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world.
What you'll do in the role:

• The primary responsibilities of the role include:

• Own and drive adherence to the NFR Framework Conformance Program by leading the quality assurance process for Issues, Internal and External Incidents, and NFR Risk & Control Assessment components.

• Drive enhancements to QA methodologies and support continuous improvement initiatives.

• Monitor timeliness and completeness metrics, escalate breaches, and implement remediation plans.

• Ensure consistency and accuracy of NFR data across governance forums and regulatory submissions.

• Ensure evidence and record keeping for internal audit and regulatory inspections.

• Support taxonomy standardization and change management process.

• Prepare and publish various decks and materials for Senior Management and NFR Governance Committees.

• Represent Morgan Stanely in industry forums such as ORX and lead discussions on data standards and emerging risk themes.

• Executing ORX consortium industry loss inbound and outbound process. Acting as subject matter expert to handle queries from ORX and participate in new data related industry projects.

• Team management including hiring, performance review, training, mentoring and coaching

What you'll bring to the role:

• The ideal candidate would have:

• Bachelor's/Master's degree in Finance, Economics, or similar. Master's degree is a plus.

• Around 12-15 years experience within the financial services industry/consulting firms, or similar industries subject to comparable regulatory and legal considerations.

• 5+ years relevant experience in Operational Risk Management or Non-Financial Risk Management with a good understanding of operational risk concepts such as Issues, Risk and Control Asessment, Loss Incidents, Metrics.

• Knowledge around ORX consortitium industry loss data would be a plus

• Experience with execution/calculations of capital estimates and scalars along with different variance calculations will be an added advantage.

• Expertise in PowerPoint and Advance Excel. Good working knowledge of VBA, Tableau, SQL, Power BI is desirable.

• Very strong analytical skills and attention to details

• Excellent communication skills, both verbal and written.

• Strong organization skills with the ability to multitask and prioritize; ability to work under pressure and to tight deadlines.

• Ability to collaborate and work across global teams

Coverage

Monday to Friday from 11:00AM to 8:00PM. Coverage is dependent on business needs so flexibility on required finish time or full day's coverage may be required.

WHAT YOU CAN EXPECT FROM MORGAN STANLEY:

At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals. We do it in a way that’s differentiated – and we’ve done that for 90 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work.

To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices​ into your browser.

Morgan Stanley is an equal opportunities employer. We work to provide a supportive and inclusive environment where all individuals can maximize their full potential. Our skilled and creative workforce is comprised of individuals drawn from a broad cross section of the global communities in which we operate and who reflect a variety of backgrounds, talents, perspectives, and experiences. Our strong commitment to a culture of inclusion is evident through our constant focus on recruiting, developing, and advancing individuals based on their skills and talents.