Job Description

Job Title: Sr. Analyst

Location: Gurgaon, India

Job Description:

Candidates will gain exposure to a wide range of industries and investment structures. As a result of the breadth of the experience, candidates will develop a unique understanding of companies, capital structures, and credit markets.

Responsibilities:

• Analyzing investment guidelines and interpret them to build logic-based rules to implement into automated investment compliance system for monitoring.

• Deliver daily/monthly/quarterly compliance reports to PM team for the new violations across all investment policies.

• Support onshore team by assisting them in post trade compliance monitoring activities across all the investment strategies.

• Assist in identifying the data governance and data reconciliation issues.

• Must be good with people management skills, must have on papers experience

Qualifications:

• Bachelor’s degree with a preference to advanced degree or progression towards CFA/FRM/CAIA

• 4-6 years of relevant experience in investment compliance monitoring with an exposure towards rule coding.

• Knowledge of guideline monitoring or coding in compliance systems e.g., Charles River, Bloomberg, LZ Sentinel, Aladdin or Clearwater Analytics would be an added advantage.

• Good to have experience in querying database and analyzing large data sets

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Deliver

		No
		Performance Parameter
		Measure
		1
		Process
		No. of cases resolved per day, compliance to process and quality standards, meeting process level SLAs, Pulse score, Customer feedback
		2
		Self- Management
		Productivity, efficiency, absenteeism, Training Hours, No of technical training completed