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Vanguard
Vanguard

Largest company.

Legal Analyst - Disclosure

职能法务
级别中级
地点Malvern; Scottsdale
方式现场办公
类型全职
发布3周前
立即申请

Ready to put your sharp organizational skills, natural intellectual curiosity, and standout communication abilities to work in a dynamic, deadline-driven environment? Are you looking for meaningful exposure to complex regulatory work and the chance to make a real impact on investors through high-quality disclosure? And, most importantly, do you thrive on lively discussions, especially if you appreciate debating the merits of the Oxford comma, within a fun and collaborative team? Then the S3 Legal Analyst Role on the Disclosure Team might be right position for you.

Core Responsibilities

  • Leads the drafting and translation of legal documents and correspondence. Develops materials and partners with counsels to deliver presentations and provide advice on regulatory and legal developments related to Vanguard's business activities and investment products.

  • Leads the review and resolution of day-to-day operational, risk and legal issues related to Vanguard's business activities and investment products. Interprets legal documentation, handles policy and procedure issues, and investigates contractual disputes.

  • Conducts and may oversee research, investigation and analysis on market structure and investment regulatory and policy issues to support legal activities and contribute to the resolution of claims.

  • Investigates, aggregates, and delivers legal resources for attorneys such as statutes, recorded judicial decisions, articles, and legal codes to support the preparation of legal documents and contracts.

  • Identifies and evaluates the regulatory impact of new products and investment strategies. Attends client meetings to stay abreast of new product offerings.

  • Leads the generation of legal reporting and the maintenance of legal databases.

  • Develops and maintains expertise in applicable areas of the law, Vanguard?s business and products, and the investment industry. Stays abreast of industry and regulatory developments affecting Vanguard.

  • Participates in special projects and performs other duties as assigned.

Qualifications

  • Minimum of five years related work experience, paralegal/legal and regulatory experience in the financial services industry preferred.

  • Undergraduate degree or equivalent combination of training and experience.

Special Factors Sponsorship

Vanguard is not offering visa sponsorship for this position.

About Vanguard

At Vanguard, we don't just have a mission—we're on a mission.

To work for the long-term financial wellbeing of our clients. To lead through product and services that transform our clients' lives. To learn and develop our skills as individuals and as a team. From Malvern to Melbourne, our mission drives us forward and inspires us to be our best.

How We Work

Vanguard has implemented a hybrid working model for the majority of our crew members, designed to capture the benefits of enhanced flexibility while enabling in-person learning, collaboration, and connection. We believe our mission-driven and highly collaborative culture is a critical enabler to support long-term client outcomes and enrich the employee experience.

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关于Vanguard

Vanguard

Vanguard

Public

A client-owned investment company that offers low-cost mutual funds, ETFs, advice, and related services to institutional and individual investors, and financial professionals.

10,001+

员工数

Kelayres

总部位置

评价

10条评价

4.1

10条评价

工作生活平衡

3.8

薪酬

2.5

企业文化

4.2

职业发展

3.2

管理层

4.3

75%

推荐率

优点

Supportive management and leadership

Great work-life balance and flexibility

Strong team collaboration and culture

缺点

Low or non-competitive compensation

Limited career advancement and promotions

Heavy workload and long hours

薪资范围

756个数据点

Junior/L3

Mid/L4

Senior/L5

Junior/L3 · Accountant

2份报告

$78,500

年薪总额

基本工资

$68,500

股票

-

奖金

-

$78,500

$78,500

面试评价

3条评价

难度

3.0

/ 5

时长

14-28周

面试流程

1

Application Review

2

Online Assessment/Case Study

3

Phone Interview

4

Technical Interview

5

Final Round Interview

6

Offer

常见问题

Technical Knowledge

Behavioral/STAR

Past Experience

Case Study

Coding/Algorithm