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Vanguard
Vanguard

Largest company.

Associate Counsel Manager, Retirement Services

职能法务
级别Lead级
地点Charlotte, Azerbaijan, United States
方式现场办公
类型全职
发布2个月前
立即申请

福利待遇

Remote Work

必备技能

Legal writing

Contract negotiation

Regulatory Compliance

ERISA law

Leadership

Are you a lawyer who is ready to lead with purpose and make a meaningful impact on retirement security for millions of investors? Vanguard is seeking a dynamic leader to join our team, where you'll play a pivotal role in shaping our retirement and financial wellness offerings. This position offers the opportunity to advise senior stakeholders, lead legal initiatives, and influence the development of retirement services-all while mentoring a high-performing crew and driving compliance in a fast-evolving regulatory landscape.

Responsibilities:

  • Hires, evaluates, and supervises crew. Provides guidance and training as necessary to develop crew. Sets performance standards, reviews performance, and makes informed compensation decisions in accordance with all applicable Human Resources policies and procedures.
  • Provides business leaders with legal advice on issues impacting Vanguard's retirement and financial wellness business activities and advice and educational service development, transactions, and regulatory matters. Ensures that business activities, policies, practices, and transactions comply with all relevant laws and regulations.
  • Drafts and negotiates legal documents such as regulatory filings, contracts, agreements, and correspondence of legal significance.
  • Monitors, analyzes, and responds to legislative and regulatory developments relevant to Vanguard's business activities and investment products to ensure they are adequately addressed.
  • Directs the work being performed by outside counsel. Reviews and evaluates outside counsel invoices.
  • Maintains a high level of expertise in regulatory law, Vanguard's business and products, and the investment industry. Stays abreast of industry and regulatory developments affecting Vanguard, and maintains affiliations with relevant industry, compliance, and risk associations.
  • Develops and maintains relationships with key stakeholders to ensure a thorough understanding of business needs and objectives.
  • Participates in special projects and performs other duties as assigned.

Qualifications:

  • Minimum eight years related legal work experience. Supervisory experience preferred.
  • Undergraduate degree or equivalent combination of training and experience. Law degree (JD) required.
  • Deep technical expertise in ERISA required, with a focus on fiduciary responsibility and prohibited transaction exemptions. Advisers Act expertise a plus.

Special Factors
Sponsorship

Vanguard is not offering visa sponsorship for this position.

About Vanguard

At Vanguard, we don't just have a mission-we're on a mission.

To work for the long-term financial wellbeing of our clients. To lead through product and services that transform our clients' lives. To learn and develop our skills as individuals and as a team. From Malvern to Melbourne, our mission drives us forward and inspires us to be our best.

How We Work:

Vanguard has implemented a hybrid working model for the majority of our crew members, designed to capture the benefits of enhanced flexibility while enabling in-person learning, collaboration, and connection. We believe our mission-driven and highly collaborative culture is a critical enabler to support long-term client outcomes and enrich the employee experience.

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关于Vanguard

Vanguard

Vanguard

Public

A client-owned investment company that offers low-cost mutual funds, ETFs, advice, and related services to institutional and individual investors, and financial professionals.

10,001+

员工数

Kelayres

总部位置

评价

10条评价

4.1

10条评价

工作生活平衡

3.8

薪酬

2.5

企业文化

4.2

职业发展

3.2

管理层

4.3

75%

推荐率

优点

Supportive management and leadership

Great work-life balance and flexibility

Strong team collaboration and culture

缺点

Low or non-competitive compensation

Limited career advancement and promotions

Heavy workload and long hours

薪资范围

756个数据点

Junior/L3

Mid/L4

Senior/L5

Junior/L3 · Accountant

2份报告

$78,500

年薪总额

基本工资

$68,500

股票

-

奖金

-

$78,500

$78,500

面试评价

3条评价

难度

3.0

/ 5

时长

14-28周

面试流程

1

Application Review

2

Online Assessment/Case Study

3

Phone Interview

4

Technical Interview

5

Final Round Interview

6

Offer

常见问题

Technical Knowledge

Behavioral/STAR

Past Experience

Case Study

Coding/Algorithm