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Enterprise Compliance and Operational Risk Manager - Third Party Risk Management - Ongoing Monitoring

Enterprise Compliance and Operational Risk Manager - Third Party Risk Management - Ongoing Monitoring
Birmingham, Alabama, United States of America
·
On-site
·
Full-time
·
1mo ago
Thank you for your interest in a career at Regions. At Regions, we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can build a career --- a place to expect more opportunities. If you are focused on results, dedicated to quality, strength and integrity, and possess the drive to succeed, then we are your employer of choice.
Regions is dedicated to taking appropriate steps to safeguard and protect private and personally identifiable information you submit. The information that you submit will be collected and reviewed by associates, consultants, and vendors of Regions in order to evaluate your qualifications and experience for job opportunities and will not be used for marketing purposes, sold, or shared outside of Regions unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions’ Retention Schedule for a minimum of three years. You may review, modify, or update your information by visiting and logging into the careers section of the system.
Job Description:
At Regions, the Enterprise Compliance and Operational Risk Manager leads a team of risk management professionals within the organization’s second line of defense. This position is responsible for ensuring risk activities and programs are effectively implemented across business units. Additionally, this position interacts with senior leadership, providing strategic guidance and ensuring high quality results, reporting, and adherence to the organization’s risk appetite.
Primary Responsibilities
- Leads a team of risk management professionals, ensuring effective execution of risk activities and programs
- Oversees monitoring and testing programs to ensure adherence to laws, regulations, and internal policies
- Advises senior leadership on risk issues related to products, services, and related processes
- Develops and implements policies, procedures, and governance materials to support regulatory risk management objectives
- Maintains advanced understanding of applicable laws, regulations, internal policies, and emerging risks (e.g., cyber security, artificial intelligence (AI), etc.)
- Collaborates cross functionally to ensure alignment between risk management practices and strategic objectives
- Oversees remediation of risk events, performs root cause analysis, and recommends changes to processes
- Directs the design and implementation of major risk programs and tools
- Ensures timely and accurate responses to regulatory and audit requests and serves as liaison
- Drives the development and implementation of reports, dashboards, and metrics using internal systems (e.g. PowerBI)
- Consistently promotes continuous improvement and enhanced efficiency within organization
This position is exempt from timekeeping requirements under the Fair Labor Standards Act and is not eligible for overtime pay.
This position is incentive eligible.
Requirements
- Bachelor’s degree in related field and eight (8) years of experience in risk, audit, or related oversight function(s), including four (4) years in a supervisory/managerial role
- Or High School Diploma or GED and twelve (12) years of experience in risk, audit, or related oversight function(s), including six (6) years in a supervisory/managerial role
Preferences
- Applicable certifications (e.g., Certified Fraud Examiner (CFE), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM))
- Master’s degree in related field
Skills and Competencies
- Ability to learn additional systems as needed
- Ability to make balanced, risk-based decisions based on facts
- Ability to prioritize projects and allocate time efficiently and effectively
- Ability to research, analyze data, and derive facts
- Ability to solve problems and implement effective solutions
- Proficiency in Microsoft Office (Excel, Word, PowerPoint, Outlook, etc.)
- Strong verbal, written communication, and organizational skills
- Strong work ethic and self-motivation
The Third Party Risk Management – Ongoing Monitoring Manager is responsible for leading and executing the continuous Risk oversight of Regions third‑party relationships to ensure risks are properly identified, assessed, mitigated, and monitored throughout the execution phase of each engagement. This role plays a critical part in maintaining Regions’ risk posture by ensuring third parties consistently meet regulatory, operational, and performance expectations, as well as ensuring that resiliency plans and exit strategies are maintained.
Key Responsibilities
- Oversee the execution of ongoing monitoring activities for all in‑scope third‑party relationships, including periodic risk reviews, performance assessments, and control monitoring.
- Partner with Service Level Owners (SLOs) to ensure they understand third‑party risk requirements and maintain accurate, timely documentation within the TPRM system of record.
- Identify and report on emerging risks or performance concerns and escalate issues to appropriate stakeholders, including Risk, Compliance, Information Security, and Legal partners.
- Ensure adherence to the Third Party Risk Management established requirements across all monitoring activities.
- Maintain high‑quality reporting and metrics to support governance committees, audits, and regulatory reviews.
- Provide guidance, training, and subject‑matter expertise to business units and stakeholders involved in third‑party oversight.
Position Type
Full time
Compensation Details
Pay ranges are job specific and are provided as a point-of-market reference for compensation decisions. Other factors which directly impact pay for individual associates include: experience, skills, knowledge, contribution, job location and, most importantly, performance in the job role. As these factors vary by individuals, pay will also vary among individual associates within the same job.
The target information listed below is based on the Metropolitan Statistical Area Market Range for where the position is located and level of the position.
Job Range Target:
Minimum:
$138,604.00 USD
Median:
$187,860.00 USD
Incentive Pay Plans:
This role is eligible to participate in the annual discretionary incentive plan. Employees are eligible to receive a discretionary award based on individual, business, and/or company performance.
Opportunity to participate in the Long Term Incentive Plan.
Benefits Information
Regions offers a benefits package that is flexible, comprehensive and recognizes that "one size does not fit all" for benefits-eligible associates. Listed below is a synopsis of the benefits offered by Regions for informational purposes, which is not intended to be a complete summary of plan terms and conditions.
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Paid Vacation/Sick Time
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401K with Company Match
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Medical, Dental and Vision Benefits
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Disability Benefits
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Health Savings Account
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Flexible Spending Account
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Life Insurance
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Parental Leave
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Employee Assistance Program
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Associate Volunteer Program
Please note, benefits and plans may be changed, amended, or terminated with respect to all or any class of associate at any time. To learn more about Regions’ benefits, please click or copy the link below to your browser.
https://www.regions.com/about-regions/welcome-portal/benefits
Location Details
Regions Center
Location:
Birmingham, Alabama
Equal Opportunity Employer/including Disabled/Veterans:
Job applications at Regions are accepted electronically through our career site for a minimum of five business days from the date of posting. Job postings for higher-volume positions may remain active for longer than the minimum period due to business need and may be closed at any time thereafter at the discretion of the company.
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Regions Financialについて

Regions Financial
PublicRegions Financial Corporation is a regional bank holding company that provides consumer and commercial banking, wealth management, and mortgage services across the Southeastern United States. The company operates through approximately 1,300 branches and serves individual, business, and institutional customers.
10,001+
従業員数
Birmingham
本社所在地
$12.8B
企業価値
レビュー
3.5
10件のレビュー
ワークライフバランス
4.2
報酬
2.3
企業文化
3.8
キャリア
2.5
経営陣
2.8
65%
友人に勧める
良い点
Good health benefits and insurance
Supportive management and team culture
Work-life balance and flexible hours
改善点
Poor compensation and below average salary
Limited career advancement and growth opportunities
Management and decision-making issues
給与レンジ
1件のデータ
Junior/L3
Junior/L3 · Financial Coordinator
1件のレポート
$60,320
年収総額
基本給
$60,320
ストック
-
ボーナス
-
面接体験
1件の面接
難易度
3.0
/ 5
面接プロセス
1
Application Review
2
HR Screen
3
Hiring Manager Interview
4
Panel Interview
5
Background Check
6
Offer
よくある質問
Behavioral/STAR
Past Experience
Culture Fit
Financial Services Knowledge
Customer Service Scenarios
ニュース&話題
Regions Financial stock (US7591EP1011): Why regional banking strength matters more now for your port - AD HOC NEWS
AD HOC NEWS
News
·
3d ago
Regions Financial Corporation (NYSE:RF) Q1 2026 Earnings Call Transcript - Insider Monkey
Insider Monkey
News
·
3d ago
Regions Financial: Q1 Review, Credit Improvement Continues - Seeking Alpha
Seeking Alpha
News
·
3d ago
Regions Earnings: Loan Portfolio Optimization Still in Progress - Morningstar
Morningstar
News
·
4d ago