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Morgan Stanley
Morgan Stanley

Leading company in the financial services industry

Registered Service Associate

직무오퍼레이션
경력신입/주니어
위치Middleton, Massachusetts, United States
근무오피스 출근
고용정규직
게시2개월 전
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POSITION SUMMARYRegistered Service Associates perform operational support and oversight on behalf of the market as well as general management support functions and special projects. The role is responsible for daily functions such as document maintenance, money movement, trade support and various approvals. The Registered Service Associate must have the ability to resolve problems using all available resources and escalate matters, as necessary.DUTIES and RESPONSIBILITIES: OPERATIONAL SUPPORT:

  • Manage documents, including quality reviews for accuracy and completeness, scanning and electronic filing• Oversee and distribute incoming and outgoing mail, including opening, sorting, time stamping and distributing regular and/or overnight mail at multiple points throughout the day• Perform basic money movement functions such as check deposits, issuing checks and cash and securities transaction approvals• Assist with processing of trade adjustments and responding to operational alerts• Execute actionable items upon review of delegated reports and requests to meet service level expectations in a timely manner• Support the Service and Risk Management team in audit preparedness through ongoing monitoring of accounts and processes, ensuring compliance with firm policies and regulatory requirements• Remedy and/or escalate service breaks to management team• If supervisory licenses are held – Possibility of supervisory responsibilities to be delegatedOTHER:
  • Assist with special projects (e.g., recruit onboarding support)• Identify Firm services and solutions that support clients’ needs including secure, digital offerings like Morgan Stanley Online and Morgan Stanley Mobile including remote deposit capture features• Maintain focus on evolving policy and platform changes, participating in training opportunities and conference calls as needed• Perform various other administrative duties on behalf of the branch (e.g., telephone coverage, ordering supplies, facilities support)• Serve as a resource to sales, service, risk and Home Office partners on behalf of Service Managers• Organize and track progress against operational remediation projectsEDUCATION, EXPERIENCE, KNOWLEDGE, and SKILLS: Education and/or Experience• High School Diploma/Equivalency• College degree preferred• Active Series 7 (GS) and Series 66 (AG/RA) or Series 63 (AG) and Series 65 (RA) required Knowledge/Skills• Strong computer skills and knowledge of Microsoft Office products• Exceptional writing, interpersonal and client service skills• Detail oriented with superior organizational skills and ability to prioritize tasks• Team player with the ability to collaborate with others• Ability to work in a fast-paced, evolving environment• Willingness to obtain Series 9 and Series 10 (SU) for delegation of supervisory functionsReports to:
  • Service ManagerWHAT YOU CAN EXPECT FROM MORGAN STANLEY: At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals. We do it in a way that’s differentiated – and we’ve done that for 90 years.  Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work. To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices​ into your browser.Expected base pay rates for the role will be between $33,280 and $85,000 per year at the commencement of employment. However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs.Morgan Stanley's goal is to build and maintain a workforce that is diverse in experience and background but uniform in reflecting our standards of integrity and excellence. Consequently, our recruiting efforts reflect our desire to attract and retain the best and brightest from all talent pools. We want to be the first choice for prospective employees.It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, sex stereotype, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law.Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet).

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Morgan Stanley 소개

Morgan Stanley

Morgan Stanley is an American multinational investment bank and financial services company headquartered at 1585 Broadway in Midtown Manhattan, New York City.

10,001+

직원 수

New York

본사 위치

$150B

기업 가치

리뷰

10개 리뷰

4.1

10개 리뷰

워라밸

2.8

보상

4.2

문화

3.7

커리어

4.1

경영진

2.9

75%

지인 추천률

장점

Great learning opportunities and experience

High salary and bonuses

Good team dynamics and supportive colleagues

단점

Long hours during peak times

High stress and overwhelming environment

Work-life balance issues

연봉 정보

6,221개 데이터

Junior/L3

Director

Junior/L3 · Operations Analyst

441개 리포트

$83,240

총 연봉

기본급

$76,802

주식

-

보너스

$6,438

$60,778

$115,186

면접 후기

후기 6개

난이도

3.2

/ 5

소요 기간

21-35주

면접 과정

1

Application Review

2

HR Screen/HireVue

3

Technical/Behavioral Interviews

4

Superday/Final Round

5

Onsite Interview

6

Offer Decision

자주 나오는 질문

Technical Knowledge

Behavioral/STAR

Investment/Finance Concepts

Case Study

Culture Fit