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职位Morgan Stanley

Law Firm Governance & InfoSec Risk Management, Associate, LCD Business Management

Morgan Stanley

Law Firm Governance & InfoSec Risk Management, Associate, LCD Business Management

Morgan Stanley

Mumbai, Maharashtra, India

·

On-site

·

Full-time

·

1w ago

We're seeking someone to join our team as an Associate in the Legal and Compliance division.

In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk. This is an Associate level position within the LCD Business Management.

Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world.

What you'll do in the role:

  • Oversee the end to end engagement lifecycle of Law Firm vendors, including selection, onboarding, ongoing governance, and performance oversight, for the provision of legal counsel and other legal services to Morgan Stanley.

  • Lead and coordinate Information Security (Info Sec) risk mitigation and remediation efforts for Law Firm and Non-Law Firm vendors, in alignment with Third Party Program Management (TPPM) requirements, by ensuring timely risk identification, assessment, and remediation in partnership with the Vendor Risk Assessment team and Law Firms.

  • Maintain comprehensive documentation, including activity trackers, process guides, and control evidence to support accurate recordkeeping and audit readiness for all processes and controls.

  • Manage and coordinate vendor side data breach incidents, assessing potential impact to Firm data and facilitating timely engagement with the Firm's Cybersecurity and Resilience teams to support investigation, containment, and remediation efforts.

  • Support implementation of risk management controls across law firms and third party vendors engaged by LCD, working closely with relevant stakeholders to strengthen the risk posture.

  • Contribute to strategic initiatives and transformation projects, ensuring alignment with functional priorities and deliver outcomes that enhance operational effectiveness.

  • Identify and drive process improvement opportunities to enhance efficiency, strengthen internal controls, and streamline vendor engagement related workflows.

  • Prepare and deliver status reports covering milestones, deliverables, dependencies, risks, and issues, ensuring regular and transparent communication with key stakeholders.

What you'll bring to the role:

  • At least 2 years’ relevant experience would generally be expected to find the skills required for this role

  • Bachelor's Degree in appropriate field of study

  • Excellent verbal and written communication skills and the ability to interact with senior managers as well as subject matter experts

  • Quick learner about new business and functional topics

  • Resourcefulness in terms of obtaining/sourcing information through collaboration across BUs

  • Successfully meet established deadline requirements and display efficient time management skills

  • Possess the ability to research and resolve issues independently in line with functional policy/procedures

  • Attention to detail with strong sense of ownership and accountability.

  • Self-motivated and willing to assume responsibility

  • Proficient in Microsoft MS Office Suite.

WHAT YOU CAN EXPECT FROM MORGAN STANLEY:

At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals. We do it in a way that’s differentiated – and we’ve done that for 90 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work.

To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser.

Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background. Our recruiting efforts reflect our strong commitment to a culture of inclusion, where individuals are hired, developed, and advanced based on their skills and talents.

Our workforce reflects a broad cross-section of the global communities in which we operate, bringing a variety of backgrounds, talents, perspectives, and experiences.

For more information, please visit: https://www.morganstanley.com/people-opportunities/eeo.

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关于Morgan Stanley

Morgan Stanley

Morgan Stanley is an American multinational investment bank and financial services company headquartered at 1585 Broadway in Midtown Manhattan, New York City.

10,001+

员工数

New York

总部位置

$150B

企业估值

评价

4.1

10条评价

工作生活平衡

2.8

薪酬

4.2

企业文化

3.7

职业发展

4.1

管理层

2.9

75%

推荐给朋友

优点

Great learning opportunities and experience

High salary and bonuses

Good team dynamics and supportive colleagues

缺点

Long hours during peak times

High stress and overwhelming environment

Work-life balance issues

薪资范围

6,221个数据点

Junior/L3

Mid/L4

VP

Intern

Director

Junior/L3 · Analyst

36份报告

$109,500

年薪总额

基本工资

$100,000

股票

-

奖金

-

$83,088

$227,500

面试经验

6次面试

难度

3.2

/ 5

时长

21-35周

面试流程

1

Application Review

2

HR Screen/HireVue

3

Technical/Behavioral Interviews

4

Superday/Final Round

5

Onsite Interview

6

Offer Decision

常见问题

Technical Knowledge

Behavioral/STAR

Investment/Finance Concepts

Case Study

Culture Fit