Job Description:

Note: Fidelity will not provide immigration sponsorship for this position.

The Brokerage Risk team advises Fidelity’s dynamic individual investor businesses building lifetime relationships with self-directed clients and helping them save and invest. This is an individual contributor role, supporting the Digital business unit within the Brokerage organization. As an integral member of the team, you will be responsible for supporting critical components of our risk program including risk assessments, incident and issue management, and key risk initiatives.

What You’ll Do

• Serve as a trusted advisor to senior business leaders on operational and emerging risks, including risks associated with AI-enabled products, platforms, and new capabilities

• Lead end-to-end risk assessments, from risk identification and evaluation through control design, monitoring, and reporting

• Investigate incidents and issues, determine root cause, assess impact, and provide clear, actionable recommendations for remediation

• Design, maintain, and monitor key risk indicators to assess the ongoing risk profile of the Digital business

• Collaborate with partners across the risk, legal, compliance, fraud, and technology teams

What You Bring

• 6-8+ years of experience in risk management, compliance, audit, legal, or a related control function

• Strong understanding of operational risk frameworks, risk taxonomies, and risk assessment methodologies

• Demonstrated ability to exercise sound judgement and analyze complex, ambiguous business and risk issues

• Experience advising senior leaders and influencing outcomes without direct authority

• Strong communication skills, with the ability to deliver clear, compelling presentations and risk insights to senior leadership

• Proficiency in PowerPoint and Excel; experience creating executive-ready reporting and dashboards

• Bachelor’s degree (advanced degree or relevant certifications a plus)

The Team

Brokerage Risk supports the retail distribution arm of Fidelity Investments focused on enabling self-directed customers to achieve their financial goals. Brokerage Risk is a dedicated team of risk professionals who partner directly with business leaders and cross-functional partners to ensure comprehensive risk management throughout the brokerage businesses – from the frontline to executive leadership. As part of this team, you will help deliver risk advisory support on major firm initiatives and new products and services that directly impact more than 18 million self-directed investors.

The base salary range for this position is $89,000-$180,000 per year.

Placement in the range will vary based on job responsibilities and scope, geographic location, candidate’s relevant experience, and other factors.

Base salary is only part of the total compensation package. Depending on the position and eligibility requirements, the offer package may also include bonus or other variable compensation.

We offer a wide range of benefits to meet your evolving needs and help you live your best life at work and at home. These benefits include comprehensive health care coverage and emotional well-being support, market-leading retirement, generous paid time off and parental leave, charitable giving employee match program, and educational assistance including student loan repayment, tuition reimbursement, and learning resources to develop your career. Note, the application window closes when the position is filled or unposted.

Please be advised that Fidelity’s business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.

Most roles at Fidelity are Hybrid, requiring associates to work onsite every other week (all business days, M-F) in a Fidelity office. This does not apply to Remote or fully Onsite roles. Please consult with your recruiter for the specific expectations for this position.

Certifications:

Category:

Risk