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Charles Schwab
Charles Schwab

Investment services and wealth management firm

Sr. Manager, Wealth and Product Risk & Policy Programs

RoleFinance
LevelSenior
LocationJersey City, NJ; Westlake, TX
WorkOn-site
TypeFull-time
Posted1 week ago
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Pay range:

USD $117,000.00 - $170,000.00 / Year

Your opportunity

At Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us challenge the status quo and transform the finance industry together.

As a Sr. Manager within the Wealth & Product Risk & Governance (WP R&G) organization, you'll play a key role in enabling strategic product and offer initiatives across Wealth Advisory, Banking, and Trust (WABT) and SIPSS. In this role, you'll help teams move forward confidently by identifying risk, guiding change, and strengthening governance-while supporting business growth.

You'll partner closely with business leaders and second line of defense teams to translate complex risk considerations into practical, scalable solutions. Your ability to think strategically, manage change, and influence across organizations will directly support Schwab's delivery of trusted, industry-leading wealth and advice services.

What you have Required qualifications

  • Risk change management
  • Ability to develop and execute risk change management assessments and implementation plans that support evolving products, platforms, and offers.
  • Effective communication- Ability to communicate clearly with senior leaders through written updates and executive-level presentations
  • Strategic risk advisory
  • Demonstrated ability to balance effective risk mitigation with business enablement in a dynamic financial services environment.
  • Regulatory and compliance knowledge
  • Working understanding of legal, compliance, and regulatory requirements applicable to broker-dealers, RIAs, and wealth management organizations.
  • Relationship management and influence
  • Proven ability to build strong partnerships, collaborate across functions, and influence outcomes with diverse stakeholders.

Preferred qualifications

  • Financial services risk & controls experience
  • Experience working in risk, control, supervisory, or oversight roles within financial services.
  • Experience supporting large-scale product, platform, or regulatory initiatives in a complex enterprise environment
  • Comfort operating in ambiguity and adapting quickly as priorities evolve

What's in it for you

At Schwab, you're empowered to shape your future. We champion your growth through meaningful work, continuous learning, and a culture of trust and collaboration-so you can build the skills to make a lasting impact. Our Hybrid Work and Flexibility approach balances our ongoing commitment to workplace flexibility, serving our clients, and our strong belief in the value of being together in person on a regular basis.

We offer a competitive benefits package that takes care of the whole you - both today and in the future:

  • 401(k) with company match and Employee stock purchase plan
  • Paid time for vacation, volunteering, and 28-day sabbatical after every 5 years of service for eligible positions
  • Paid parental leave and family building benefits
  • Tuition reimbursement
  • Health, dental, and vision insurance

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About Charles Schwab

Charles Schwab

Charles Schwab Corporation is a major American multinational financial services company that provides brokerage, banking, and financial advisory services to individual and institutional clients.

10,001+

Employees

Westlake

Headquarters

$134B

Valuation

Reviews

10 reviews

4.2

10 reviews

Work-life balance

3.8

Compensation

4.2

Culture

4.5

Career

3.2

Management

4.0

75%

Recommend to a friend

Pros

Supportive and approachable management

Great work-life balance and flexibility

Excellent benefits and competitive pay

Cons

High pressure and demanding workload

Limited career advancement opportunities

Fast-paced environment causing stress

Salary Ranges

30 data points

L2

L6

Mid/L4

L3

L4

L5

L2 · Accountant L2

0 reports

$57,302

total per year

Base

$22,921

Stock

$28,651

Bonus

$5,730

$40,111

$74,493

Interview experience

7 interviews

Difficulty

3.0

/ 5

Duration

14-28 weeks

Offer rate

28%

Experience

Positive 14%

Neutral 58%

Negative 28%

Interview process

1

Phone Screen

2

Interview

3

Background Check

Common questions

Phone Interview

Recruiter Screening

Technical Assessment