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职位Cargill

Compliance Senior Analyst, Derivatives and Commodities

Cargill

Compliance Senior Analyst, Derivatives and Commodities

Cargill

Houston, Texas, United States

·

On-site

·

Full-time

·

1d ago

Cargill is committed to providing food and agricultural solutions to nourish the world in a safe, responsible, and sustainable way. Sitting at the heart of the supply chain, we partner with farmers and customers to source, make and deliver products that are vital for living.
Our 155,000 team members innovate with purpose, providing customers with life’s essentials so businesses can grow, communities prosper, and consumers live well. With over 160 years of experience as a family company, we look ahead while remaining true to our values. We put people first. We reach higher. We do the right thing—today and for generations to come.

Job Purpose and Impact

The Compliance Senior Analyst, Derivatives and Commodities will play a key role in managing and enhancing global governance and control frameworks related to derivatives and commodities compliance. This role supports a broad range of regulatory obligations tied to global and entity-specific licenses for the offering of OTC derivatives and commodity advisory services, with coverage spanning the U.S., Europe, and other jurisdictions. In this role, you will lead, and support initiatives related to compliance policies and control programs, regulatory recordkeeping and electronic communications governance, and global and entity-specific training programs. You will collaborate closely with stakeholders across commercial teams, finance, operations, credit, technology, legal, and other compliance professionals to identify, monitor, and manage regulatory risks associated with Cargill’s derivatives and commodity activities.

Key Accountabilities

  • With limited supervision, review business activities and vet proposed transactions, considering internal policies and guidelines as well as outside regulatory requirements to mitigate risk.
  • With limited supervision, ensure that all activities comply with regulatory derivatives requirements
  • Administer defined procedures, analyses and report preparation.
  • Contribute to the use of metrics in the function to communicate and manage compliance risks.
  • Advise on regulatory guidelines relating to commodity swaps and futures trading, and compliance with commodity trading advisor and swap dealer regulations.
  • Draft and review policies, guidance, and business process documentation; complete regulatory findings.
  • Collaborate with departments of the business including Sales, Trading, Technology, Credit, Middle Office, Finance, Operations, Accounting and Legal, as well as with Regulatory Compliance teams including Testing & Auditing, Business Support Network, Monitoring & Surveillance, and Regulatory Response & Implementation.
  • Respond to and assist in the remediation of operational deficiencies impacting compliance and compliance testing findings.
  • Support regulatory inquiries; conduct reviews into potential compliance issues, prepare responses, and recommend appropriate corrective actions.
  • Work with more senior compliance and business staff when dealing with complex issues, larger clients, accounts, projects, analyses, or internal relationships.
  • Independently handle complex issues with minimal supervision, while escalating only the most complex issues to appropriate staff.
  • Other duties as assigned

Qualifications

Minimum Qualifications

  • Bachelor’s degree in a related field OR equivalent experience
  • Minimum of four years of related work experience
  • Relevant experience in Regulatory Compliance, Operations, Finance, Accounting, Audit, Legal, Sales, Trading, or related field

Preferred Qualifications

  • Focused experience with swap dealers
  • Experience in regulatory compliance, derivatives or the financial services industry
  • Knowledge of commodity futures or swaps in agriculture, energy or metals markets
  • Experience utilizing data to communicate opportunity for risk mitigation

Compensation Data

The expected salary for this position is approximately $100,000 to $139,000. Compensation varies depending on a wide array of factors including but not limited to the specific location, certifications, education, and level of experience. The disclosed range estimate may be adjusted for any applicable geographic differential associated with the location at which the position may be filled. This position is eligible for a discretionary incentive award. The incentive award amount is dependent upon company performance and your personal.

Minnesota Sick and Safe Leave accruals of one hour for every 30 worked, up to 48 hours per calendar year unless otherwise provided by law.

Equal Opportunity Employer, including Disability/Vet.

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关于Cargill

Cargill

Cargill

Public

Multinational food company.

10,001+

员工数

Minnetonka

总部位置

评价

3.3

10条评价

工作生活平衡

3.5

薪酬

3.2

企业文化

3.8

职业发展

3.5

管理层

2.8

65%

推荐给朋友

优点

Good corporate culture and team environment

Good benefits and compensation

Safety emphasis and good work environment

缺点

Management issues and high turnover

Non-competitive salary

High stress and overwhelming expectations

薪资范围

268个数据点

Junior/L3

L2

L3

L4

L5

L6

Mid/L4

Senior/L5

Junior/L3 · Accountant

0份报告

$57,345

年薪总额

基本工资

-

股票

-

奖金

-

$48,743

$65,947

面试经验

2次面试

难度

3.0

/ 5

时长

14-28周

面试流程

1

Application Review

2

HR Screen

3

Hiring Manager Interview

4

Panel Interview

5

Offer

常见问题

Behavioral/STAR

Past Experience

Culture Fit

Technical Knowledge