Vice President, OPS Regulatory Oversight Management (CASS) at BNY Mellon

At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide.

Recognized as a top destination for innovators, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance – and this is what #Life AtBNY is all about. Join us and be part of something extraordinary.

We’re seeking a future team member for the role of Vice President, Operations Regulatory Oversight Management (CASS) to join our Wealth Services Platform team. This role can be located in Manchester.

In this role, you’ll make an impact in the following ways:

• Oversight of the operational effectiveness of BNY Pershing’s systems and controls that are designed to achieve compliance with the Financial Conduct Authority’s (FCA) Client Asset Rules (CASS), CBI Client Asset rules and JFSC Client Asset rules
• Manage the Client Asset Oversight quality assurance plan to ensure that we meet our regulatory requirements and obligations
• Prepare and submit reports at Board and Executive Committee level to Senior Management and the Head of Client Asset Oversight
• Act as the CASS SME for business initiatives from a client asset safety perspective and participate in Project Steering or Working Groups
• Identify and implement opportunities to enhance and automate controls and culture to mitigate risk to BNY Pershing, its clients and the market.

To be successful in this role, we’re seeking the following:

• Bachelor’s degree and a number of years’ experience in a senior client asset specific role
• Strong experience of operational application of client asset rules
• Full understanding of managing breaches of the regulations, including materiality assessment and regulatory reporting where required
• Experience of regulatory submissions/notifications such as CMAR/ MCAR and adhering to regulatory deadlines
• Experience of managing an operations or Client Asset Oversight team

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• America’s Most Innovative Companies, Fortune, 2025
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Our Benefits and Rewards:

BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.

• BNY is an Equal Employment Opportunity/Affirmative Action Employer
• Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.