
Leading company in the financial services industry
Vice President, Compliance & Control
At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide.
Recognized as a top destination for innovators, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance – and this is what #Life AtBNY is all about. Join us and be part of something extraordinary.
The Compliance & Ethics Function:
Risk and Compliance at BNY support all business lines and legal entities globally, maintaining a robust risk management culture and ensuring compliance with all applicable laws, regulations, and internal policies. The organisation includes functions such as Risk Management, Compliance, Corporate Security, Information Risk Management, and Business Continuity.
The European Bank Compliance Advisory team, located in the Brussels Head Office, acts as the second line of defence for the BNY European Bank Head Office based in Belgium. The team is supported by local Compliance teams based in the BNY European Bank branch jurisdictions.
The team interprets and provides advice to the Legal Entity and business activities on Belgian and EU regulatory requirements, oversees compliance risks across business lines, supports consistent application of compliance policies and controls, identifies emerging risks and reports on those to senior governance committees. It also ensures that business activities of the Legal Entity are conducted with integrity.
Role:
As a member of the Compliance Advisory team, you will play a key role in ensuring that BNY’s European Bank Head Office maintains a strong and effective compliance framework aligned with Belgian and European regulatory expectations.
Your responsibilities include advising the business on compliance matters, interpreting and supporting implementation of regulatory requirements, assessing controls, supporting governance committee reporting, contributing to Compliance owned regulatory submissions, and participating in strategic compliance initiatives including automation and AI‑enabled improvements.
The key responsibilities associated to the open vacancy are summarized below:
Key Responsibilities:Regulatory Advisory & Oversight
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Provide expert advice on Belgian and EU regulatory requirements.
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Monitor regulatory developments, brief and support the business with implementation.
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Review and approve new products, services, and related required organizational arrangements.
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Identify emerging compliance risks, assess them and report issues to governance committees through periodic management information reports.
Compliance Framework & Controls
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Perform the annual Compliance risk assessment of Legal entity business activities, including review of the Laws & Regulations inventory, and related associated policies and risk and control attributes.
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Review and update policies.
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Maintain documentation of outsourced compliance tasks up-to-date and in line with regulatory requirements.
Reporting & Governance
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Contribute to the preparation of the periodic Compliance Management reporting to senior governance bodies.
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Prepare annual regulatory returns owned by the Compliance function.
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Support the Deputy Head of Compliance in participating to meetings as delegates when requested.
Stakeholder & Regulator Engagement
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Build strong relationships with business stakeholders, peers and other control functions.
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Support responses to regulatory enquiries.
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Promote a strong compliance culture.
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Represent Compliance at governance committees and forums as delegate.
Projects, Innovation & Continuous Improvement
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Participate in compliance enhancements and digital transformation projects.
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Contribute to initiatives improving the effectiveness of the Compliance function.
Key Qualifications:
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Bachelor’s degree in Law, Finance, Business, or related discipline.
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5–7 years of experience in Financial Services.
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Strong understanding of Belgian and EU regulatory frameworks applicable to credit institutions
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Experience engaging with business stakeholders and executives.
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Strong analytical and communication skills (written, oral).
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Highly organised, able to manage competing priorities.
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Fluency in English (working language – oral and written) and proficiency in French and/or Dutch.
Additional Qualifications:
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Professional certification (e.g., Febelfin Compliance Certification) is a plus.
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Experience with Microsoft tools and AI‑based solutions.
At BNY, our culture speaks for itself, check out the latest BNY news at:
BNY Newsroom
BNY LinkedIn
Here’s a few of our recent awards:
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America’s Most Innovative Companies, Fortune, 2025
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World’s Most Admired Companies, Fortune 2025
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“Most Just Companies”, Just Capital and CNBC, 2025
Our Benefits and Rewards:
BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.
- BNY is an Equal Employment Opportunity/Affirmative Action Employer
- Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.
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BNY Mellon 소개

BNY Mellon
PublicBNY Mellon is a global investment company and one of the world's oldest banks, providing investment management and investment services to institutions, corporations and high-net-worth individuals. The company serves as a custodian for assets and provides treasury services, fund administration and other financial services.
10,001+
직원 수
New York City
본사 위치
$40B
기업 가치
리뷰
10개 리뷰
3.7
10개 리뷰
워라밸
4.2
보상
2.8
문화
4.0
커리어
2.5
경영진
3.2
65%
지인 추천률
장점
Good work-life balance
Supportive management and culture
Excellent benefits and retirement plans
단점
Compensation not competitive
Limited career growth opportunities
Management issues and disorganization
연봉 정보
28개 데이터
L2
L6
L3
L4
L5
L2 · Legal L2
0개 리포트
$244,969
총 연봉
기본급
$97,988
주식
$122,485
보너스
$24,497
$171,478
$318,460
면접 후기
후기 8개
난이도
3.0
/ 5
소요 기간
21-35주
경험
긍정 0%
보통 75%
부정 25%
면접 과정
1
Application Review
2
Online Assessment/Technical Screen
3
HR/Recruiter Screen
4
Technical Interview
5
Behavioral Interview
6
Final Round/Superday
자주 나오는 질문
Technical Knowledge
Coding/Algorithm
Behavioral/STAR
Past Experience
Culture Fit
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