Jobs

Senior Vice President, Regulatory Administration/Filings Manager
Westborough, MA, United States; Boston, MA, United States
·
On-site
·
Full-time
·
4mo ago
Compensation
$162,000 - $162,000
Benefits & Perks
•Healthcare
•401(k)
•Equity
•Parental Leave
•Paid Leave
•Volunteer Time
•Healthcare
•401k
•Equity
•Parental Leave
Required Skills
Regulatory knowledge
SEC filings expertise
Team management
Legal guidance
Stakeholder management
At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide.
Recognized as a top destination for innovators, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance – and this is what #Life AtBNY is all about. Join us and be part of something extraordinary.
We’re seeking a future team member for the role of Senior Vice President, Regulatory Administration/ Filings Manager to join our Legal team, in Westborough, MA.
In this role, you’ll make an impact in the following ways:
-
Lead multiple teams of Regulatory Administration and Filings staff providing clients with legal guidance on SEC filings such as prospectuses, proxy statements, and board minutes.
-
Implement strategies to monitor regulatory developments and respond accordingly, acting as a legal expert in client-facing situations.
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Provide oversight and strategic guidance around legislative issues clients must address during board meetings and regulatory decisions.
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Manage relationships with clients’ accounting firms and liaise with in-house counsel to ensure major filings comply with regulations.
To be successful in this role, we’re seeking the following:
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Bachelor’s degree or equivalent combination of education and experience required; JD from an accredited law school preferred.
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7-10 years of total work experience including 1-3 years in management preferred.
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Experience in the securities or financial services industry preferred.
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Proven ability to recruit, direct, motivate, and develop staff, managing multiple teams and resources effectively.
At BNY, our culture speaks for itself, check out the latest BNY news at:
Here’s a few of our recent awards:
America’s Most Innovative Companies, Fortune, 2025
World’s Most Admired Companies, Fortune 2025
“Most Just Companies”, Just Capital and CNBC, 2025
Our Benefits and Rewards:
BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.
- BNY is an Equal Employment Opportunity/Affirmative Action Employer
- Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.
BNY assesses market data to ensure a competitive compensation package for our employees. The base salary for this position is expected to be between $102,000 and $162,000 per year at the commencement of employment. However, base salary if hired will be determined on an individualized basis, including as to experience and market location, and is only part of the BNY total compensation package, which, depending on the position, may also include commission earnings, discretionary bonuses, short and long-term incentive packages, and Company-sponsored benefit programs.
This position is at-will and the Company reserves the right to modify base salary (as well as any other discretionary payment or compensation) at any time, including for reasons related to individual performance, change in geographic location, Company or individual department/team performance, and market factors.
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About BNY Mellon

BNY Mellon
PublicBNY Mellon is a global investment company and one of the world's oldest banks, providing investment management and investment services to institutions, corporations and high-net-worth individuals. The company serves as a custodian for assets and provides treasury services, fund administration and other financial services.
10,001+
Employees
New York City
Headquarters
Reviews
4.0
31 reviews
Work Life Balance
3.4
Compensation
4.8
Culture
3.9
Career
4.1
Management
3.5
78%
Recommend to a Friend
Pros
Prestigious brand and networking opportunities
Excellent compensation and bonus structure
Exposure to complex financial systems
Cons
Work-life balance can be difficult
Legacy technology in some areas
High-pressure environment with strict deadlines
Salary Ranges
30 data points
L2
L3
L4
L5
L6
Senior/L5
L2 · Business Operations L2
0 reports
$39,585
total / year
Base
$15,834
Stock
$19,793
Bonus
$3,959
$27,710
$51,461
Interview Experience
8 interviews
Difficulty
3.0
/ 5
Duration
21-35 weeks
Experience
Positive 0%
Neutral 75%
Negative 25%
Interview Process
1
Application Review
2
Online Assessment/Technical Screen
3
HR/Recruiter Screen
4
Technical Interview
5
Behavioral Interview
6
Final Round/Superday
Common Questions
Technical Knowledge
Coding/Algorithm
Behavioral/STAR
Past Experience
Culture Fit
News & Buzz
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BNY Mellon Core Plus Fund Q4 2025 Commentary (DCPAX) - Seeking Alpha
Source: Seeking Alpha
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BNY Mellon (BK) Price Targets Raised by KBW and RBC Capital - Finviz
Source: Finviz
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·
5w ago
BNY Mellon (BK) Restructures Leadership to Boost Wealth Solutions - GuruFocus
Source: GuruFocus
News
·
5w ago