
Leading company in the financial services industry
Senior Associate, Compliance & Control Team Lead
Manages a regional/jurisdictional team of support staff responsible for supporting the assessment of regulatory and policy requirements in order to develop programs and projects to improve regional/jurisdictional compliance. Assists management in the assessment of data and development of reporting to support management's presentation of program and project recommendations to more senior managers. May recommend strategy changes to further improve the region's/jurisdiction's ability to remain in compliance with or become compliant with applicable laws, policies and regulations. Assists management with appropriately implementing the overall compliance strategy within the assigned region/jurisdiction. Guides the team's analysis of existing and proposed legislation, regulatory announcements and industry practices within the region/jurisdiction in order to identify opportunities for alignment with the global compliance strategy. Helps more senior managers within the region/ jurisdiction to appropriately implement approved procedures to meet requirements. Contributes to the assessment and validation of control processes to ensure compliance with laws, rules and regulations. Contributes to efforts to develop a strong compliance culture and increase organizational awareness of compliance roles and responsibilities within the assigned region/ jurisdiction. Continues to build relationships with business unit managers to increase the likelihood of timely completion of compliance activities and responses to reports issued by regulatory agencies or audit. Is beginning to build relationships with regulators and government officials and appropriately escalates issues raised by these contacts to more senior managers. Recruits, directs, motivates and develops support staff, maximizing their individual contribution, their professional growth and their ability to function effectively with their colleagues as a team. Provides feedback at the most critical times.Manages a regional/jurisdictional team of support staff responsible for providing technical support for professional and management staff's assessment of the effectiveness of controls that help ensure ongoing compliance with key laws, regulations and policies affecting regional/jurisdictional BNY Mellon businesses. Manages the team's support of comprehensive, risk based reviews of existing and emerging regulatory requirements. Reviews reporting produced by the team and appropriately escalates issues to more senior managers.Manages a regional/jurisdictional team of support staff. Responsible for the achievement of support team goals. Assists management with the financial resources of the team (budgets, expenses, etc.).Modified based upon local regulations/requirements.Bachelor‘s degree or the equivalent combination of education and experience is required. MBA or professional certification preferred. 3-5 years of total work experience, with 0-1 years of management experience, preferred. Financial Services, Audit or Compliance background and/or experience with financial services compliance and/or experience with the assigned products, services or business lines/areas and the pertaining laws, regulations and rules of relevant regulators preferred.. BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals with Disabilities/Protected Veterans. Our ambition is to build the best global team – one that is representative and inclusive of the diverse talent, clients and communities we work with and serve – and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.
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BNY Mellon 소개

BNY Mellon
PublicBNY Mellon is a global investment company and one of the world's oldest banks, providing investment management and investment services to institutions, corporations and high-net-worth individuals. The company serves as a custodian for assets and provides treasury services, fund administration and other financial services.
10,001+
직원 수
New York City
본사 위치
$40B
기업 가치
리뷰
10개 리뷰
3.7
10개 리뷰
워라밸
4.2
보상
2.8
문화
4.0
커리어
2.5
경영진
3.2
65%
지인 추천률
장점
Good work-life balance
Supportive management and culture
Excellent benefits and retirement plans
단점
Compensation not competitive
Limited career growth opportunities
Management issues and disorganization
연봉 정보
28개 데이터
Junior/L3
L2
L6
Mid/L4
Senior/L5
L3
L4
L5
Junior/L3 · Associate Client Reporting Performance I
1개 리포트
$70,635
총 연봉
기본급
$61,422
주식
-
보너스
-
$70,635
$70,635
면접 후기
후기 8개
난이도
3.0
/ 5
소요 기간
21-35주
경험
긍정 0%
보통 75%
부정 25%
면접 과정
1
Application Review
2
Online Assessment/Technical Screen
3
HR/Recruiter Screen
4
Technical Interview
5
Behavioral Interview
6
Final Round/Superday
자주 나오는 질문
Technical Knowledge
Coding/Algorithm
Behavioral/STAR
Past Experience
Culture Fit
최근 소식
BNY Mellon Strategic Municipal Bond Fund (NYSE:DSM) Shares Pass Below 200 Day Moving Average - Here's What Happened - MarketBeat
MarketBeat
News
·
1w ago
BNY Mellon Strategic Municipals, Inc. (NYSE:LEO) Short Interest Update - MarketBeat
MarketBeat
News
·
1w ago
BNY Mellon affiliates report multi-percent stakes in Dolby (NYSE: DLB) - Stock Titan
Stock Titan
News
·
1w ago
Treasury Picks Robinhood & BNY As Trump Account Custodians, May Leave Expats Behind - Forbes
Forbes
News
·
1w ago