Associate, Compliance & Control II

Specialist 2, Compliance & Control II

At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide.

Recognized as a top destination for innovators, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance – and this is what #Life AtBNY is all about. Join us and be part of something extraordinary.

We’re seeking a future team member for the role of Specialist 2, Compliance & Control to join our Compliance team. This role is located in Pune.

In this role, you’ll make an impact in the following ways:

• Support day-to-day efforts related to assessing whether assigned areas comply with relevant laws, rules, regulations, and policies, ensuring control mechanisms are deployed as expected
• Assist with monitoring and reporting of established controls and implement new control procedures in response to regulatory changes or compliance issues under minimal supervision
• Suggest changes to improve work processes and guide lower-level peers on procedures, reviewing the quality of their work
• Research and collect data on compliance and control-related activities, compiling data into usable formats and conducting basic preliminary analyses
• Review and verify that activities align with overall control procedures and compliance strategy
• Independently prepare reports for management on compliance status and assign report development tasks to junior staff
• Counsel business personnel and management on compliance improvements and alignment with established controls and goals
• Identify and address compliance issues, interfacing directly with peers and escalating complex issues as needed
• Provide technical support for assessments of control effectiveness and produce data to support risk-based reviews of regulatory requirements
• Recommend process improvements and contribute to team objectives

To be successful in this role, we’re seeking the following:

• Bachelor’s degree or equivalent combination of education and experience
• 3-5 years of total work experience preferred
• Experience with Financial Services Industry regulations, compliance operations, or auditing preferred
• Experience with financial services compliance and/or assigned products, services, or business lines and relevant laws, regulations, and rules preferred

At BNY, our culture speaks for itself, check out the latest BNY news at:

BNY Newsroom
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Here’s a few of our recent awards:

• America’s Most Innovative Companies, Fortune, 2025
• World’s Most Admired Companies, Fortune 2025
• “Most Just Companies”, Just Capital and CNBC, 2025

Our Benefits and Rewards:

BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.

• BNY is an Equal Employment Opportunity/Affirmative Action Employer
• Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.