Jobs

CCOR - Regulatory Strategy Senior Officer - Associate
New York, NY, United States, US
·
On-site
·
Full-time
·
1mo ago
Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class.
As a Regulatory Strategy Senior Officer – Associate within the Firmwide Regulatory Strategy team, you will assist exam managers on all regulatory engagements, including examinations and ongoing monitoring that influence the Asset & Wealth Management operations as well as cross-business regulatory engagements. Additionally, you will be responsible for supporting the Chief Data & Analytics Office team, including Artificial Intelligence in their global regulatory examinations and engagements. The Firmwide Regulatory Strategy team overseas the comprehensive relationships between the Firm and its Global Regulators.
Job Responsibilities
- Support the coordination of examinations and ongoing monitoring by regulators covering AWM and CDAO, through the entire lifecycle of an exam.
- Provide updates to management regarding the matters being handled, including, but not limited to, the timely escalation and resolution of potential issues.
- Establish and develop effective relationships within Compliance and with the Business, Operations, Finance, Regulatory Reporting, Technology, Control Management, Legal and Internal Audit.
- Work with the relevant businesses and functions to obtain information/documentation to respond to regulatory requests.
- Analyze and summarize information for regulatory submissions, ensuring confidentiality and accuracy.
- Package regulatory submissions - including ensuring documentation submitted to the regulators is classified as confidential supervisory information, as appropriate. Perform redaction of Confidential Supervisory Information on information, where required.
- Provide periodic examination status updates and contribute to internal reporting and tracking.
- Help ensure data quality for inputs into the team's central repository to enable reliable and effective reporting to senior management.
- Maintain tracking related to examinations and regulatory findings.
- Contribute to the development of best practices in regulatory strategy and compliance.
Required qualifications, capabilities and skills
- BA/BS degree required.
- High proficiency in Adobe, Excel and PowerPoint.
- Excellent interpersonal, organizational, leadership, and communication skills.
- Client service skills - the candidate must demonstrate the judgment and ability to closely partner with and advise managers and other stakeholders on regulatory interactions.
- Strong analytical skills, attention to detail, solid judgment, and the ability to evaluate complex regulatory business issues.
- Project management skills and ability to manage multiple work streams involving different partners and groups.
- Ability to thrive in a fast-paced, deadline-driven environment, including by demonstrating excellent time management and planning skills, along with the ability to handle multiple assignments at the same time.
- A demonstrated high level of integrity, confidentiality and trustworthiness.
Preferred qualifications, capabilities and skills
- Knowledge of Tableau and Visio, and Share Point
Total Views
0
Apply Clicks
0
Mock Applicants
0
Scraps
0
Similar Jobs

NDI Specialist III
Boeing · wichita

Senior Associate, Client Service Management
BNY Mellon · Pittsburgh, PA, United States; Lake Mary, FL, United States; New York, NY, United States

Sr. Risk Specialist
Capital One · Alabang, Muntinlupa City

Aladdin Client Engagement, Strategic Relationship Manager, Director
BlackRock · New York, NY

Global Financial Crimes: US Investigations Director (AVP) / Vice President
Morgan Stanley · Dallas, Texas, United States of America
About JPMorgan Chase

JPMorgan Chase
PublicJPMorgan Chase is a multinational investment bank and financial services company that provides banking, investment, and asset management services globally. It is one of the largest banks in the United States by assets and market capitalization.
300,000+
Employees
New York City
Headquarters
Reviews
4.2
10 reviews
Work Life Balance
4.2
Compensation
4.3
Culture
4.5
Career
4.4
Management
4.1
75%
Recommend to a Friend
Pros
Good pay and benefits
Work-life balance
Career advancement opportunities
Cons
Heavy workload at times
Career advancement takes time
Pay could be better in some roles
Salary Ranges
47 data points
Junior/L3
Mid/L4
Senior/L5
Junior/L3 · Analyst
21 reports
$126,500
total / year
Base
$110,000
Stock
-
Bonus
-
$95,450
$155,250
Interview Experience
4 interviews
Difficulty
2.8
/ 5
Duration
14-28 weeks
Interview Process
1
Application Review
2
HireVue Video Interview
3
Technical/Behavioral Assessment
4
Final Interview Round
5
Offer Decision
Common Questions
Behavioral/STAR
Technical Knowledge
Past Experience
Culture Fit
Case Study
News & Buzz
JPMorgan Chase to offer $1K match for Trump Accounts belonging employees’ kids - Fox Business
Source: Fox Business
News
·
5w ago
Focus: Trump's JPMorgan lawsuit underscores his growing clash with Wall Street - Reuters
Source: Reuters
News
·
5w ago
JPMorgan Chase and Bank of America Match Employees’s $1,000 ‘Trump Accounts’ - People.com
Source: People.com
News
·
5w ago
Bank of America, JPMorgan Chase to contribute $1,000 to Trump Accounts for their employees - CBS News
Source: CBS News
News
·
5w ago