At Goldman Sachs, the Global Banking & Markets (GBM) Division's core value is building strong relationships with its institutional clients, which include corporations, financial service providers, and fund managers. The Division helps clients buy and sell financial products on exchanges around the world, raise funding, and manage risk. We are seeking an experienced Analyst or Associate to join the Conduct Risk Management team in Dallas.

The Conduct Risk Management (CRM) team is responsible for 1LoD governance and accountability of Unauthorized Trading (UT), Market Conduct (MCR), and overall Employee Conduct (EC) Risk. In this capacity CRM will leverage a new suite of analytical and investigation capabilities to highlight individuals requiring further review for various Conduct related matters. Specific focus areas include working with senior Trading and Sales supervisors, using the firms strategic supervisory tool, to early detect potential fraudulent trading activity (UT) as well as reoccurring conduct concerns. This requires understanding of the business and ability to interpret data results to create data driven insights that Supervisors can use effectively.

Additionally, the team performs analysis, monitoring, and reporting of key metrics to ensure compliance with various regulatory and supervisory requirements. The team leads initiatives in close partnership with multiple business unit teams across the Global Markets Division (GMD) to implement high quality data analytics to meet business goals. The ideal candidate will have trade lifecycle experience, experience working across a diverse group of stakeholders, driving process improvements, and managing projects. The candidate should also have the aptitude to leverage data and technology to drive change, and demonstrate excellent communication, presentation, organizational, and interpersonal skills.

Primary Responsibilities

• Collaborate with various subject matter experts and data engineers to generate and present concise business insights and control solutions to help make data driven decisions.
• Gain a comprehensive understanding of the trade lifecycle, including pre trade, point of trade, and post trade to enrich your ability to analyze data for investigation.
• Leverage your innovative, problem solving, and data analytical skills to connect data across GBM, creating best in class analytical capabilities.
• Work closely with and support senior divisional leadership to centralize and streamline select risk and controls processes for the GBM Division
• Continuous enhancements to trade based pattern analysis to improve supervisory controls and transparency; building or enhancing a set of complex controls solutions with GBM, Operations, Engineering, and federation stakeholders.
• Understand strategic plans, commercial drivers, process and technical architecture to influence, design and develop solutions that align with business objectives
• Develop management reporting, reporting dashboards, and strategic tools to provide transparency on operational risks and management metrics

Qualifications

• Bachelor's degree; major in Economics, Finance, Accounting, or STEM fields preferred but not required
• 5+ years of experience in Trading support (Operations, Controllers, Market Risk)
• Project management and process implementation / improvement experience
• Data analytical skills
• Excellent written and verbal communication skills
• Strong attention to detail

Preferred Qualifications

• Experience using BI tools to transform large data sets and create business reports
• Ability to identify and articulate complex issues to a diverse group of stakeholders, propose solutions and escalate appropriately
• Commercial focus, team player, problem solver, committed to take initiative and action to pursue goals and complete tasks
• Capital Markets knowledge

ABOUT GOLDMAN SACHS:

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