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Senior Manager, Divisional Risk

Vanguard

Senior Manager, Divisional Risk

Vanguard

Charlotte, NC; Malvern, PA

·

On-site

·

Full-time

·

2w ago

Benefits & Perks

Flexible Hours

Flexible Hours

Required Skills

Risk management

Regulatory compliance

Leadership

Stakeholder management

The Senior Manager, Divisional Risk leads the risk management function for a large portfolio within the Personal Investor division, driving operational and strategic risk oversight. This role oversees the identification, assessment, and mitigation of risks, manages a team of risk advisors, and ensures effective implementation of control frameworks. The Senior Manager also provides analytical support to stakeholders and collaborates across business units to maintain a strong risk posture while enabling business objectives.
This position requires deep expertise in risk management, leadership, and regulatory compliance, with the ability to translate complex risk concepts into actionable strategies that protect the organization and support growth.

Responsibilities:

  • Manage and develop a team of risk professionals, providing guidance and mentorship.

  • Implement and manage risk and control standards within the division.

  • Identify, assess, and prioritize emerging risks across business processes.

  • Provide risk guidance, oversight, and assurance services to key stakeholders.

  • Make recommendations to reduce risk, including diversification and control design.

  • Use analytical tools to assess and report risk exposures.

  • Evaluate business records and determine risk levels.

  • Establish metrics and dashboards to monitor control effectiveness.

  • Collaborate with leadership on risk-related decisions and initiatives.

  • Participate in special projects and other duties as assigned.

  • Qualifications and Skills

  • Minimum 10 years of relevant work experience; supervisory experience preferred.

  • Chartered Accountant, MBA, or equivalent degree in finance, law, or risk management.

  • Deep knowledge of regulatory frameworks, risk assessment methodologies, and compliance best practices

  • Proven ability to manage stakeholders and build strong partnerships across the organization

  • Demonstrated leadership experience, including coaching and developing teams, with a track record of execution

  • Experience with fraud risk management, lines of defense frameworks, and cross-functional collaboration

Special Factors
Sponsorship

Vanguard is not offering visa sponsorship for this position.

About Vanguard

At Vanguard, we don't just have a mission-we're on a mission.

To work for the long-term financial wellbeing of our clients. To lead through product and services that transform our clients' lives. To learn and develop our skills as individuals and as a team. From Malvern to Melbourne, our mission drives us forward and inspires us to be our best.

How We Work:

Vanguard has implemented a hybrid working model for the majority of our crew members, designed to capture the benefits of enhanced flexibility while enabling in-person learning, collaboration, and connection. We believe our mission-driven and highly collaborative culture is a critical enabler to support long-term client outcomes and enrich the employee experience.

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About Vanguard

Vanguard

A client-owned investment company that offers low-cost mutual funds, ETFs, advice, and related services to institutional and individual investors, and financial professionals.

10,001+

Employees

Kelayres

Headquarters

Reviews

3.4

3 reviews

Work Life Balance

2.5

Compensation

3.2

Culture

2.8

Career

3.5

Management

3.0

45%

Recommend to a Friend

Pros

Competitive compensation package with bonuses

Good foundation for career development

Interesting programs aligned with education

Cons

Long commute requirements (2.5 hours)

Mandatory on-site presence multiple days

Pay below industry standards

Salary Ranges

1,532 data points

Junior/L3

Mid/L4

Senior/L5

Junior/L3 · Processing Associate

135 reports

$57,471

total / year

Base

$53,433

Stock

-

Bonus

$4,038

$45,260

$73,912

Interview Experience

3 interviews

Difficulty

3.0

/ 5

Duration

14-28 weeks

Interview Process

1

Application Review

2

Recruiter/HR Phone Screen

3

Technical/Case Study Round

4

Final Round Interview

5

Offer

Common Questions

Behavioral/STAR

Technical Knowledge

Case Study

Past Experience

Culture Fit