Jobs
Benefits & Perks
•Flexible Hours
•Flexible Hours
Required Skills
Risk management
Fraud risk management
Control frameworks
Risk assessment
Data analysis
Problem-solving
Communication
Collaboration
Stakeholder influence
The Divisional Risk Advisor is responsible for providing risk oversight, guidance, and assurance services to enterprise and divisional stakeholders, with a strong focus on the Personal Investor (PI) business. Using the organization’s operational and strategic risk framework, you will identify, assess, and mitigate risks across retail investor operations, digital platforms, client service channels, and product distribution. You will collaborate with business partners to strengthen control frameworks, enhance operating effectiveness, and provide thought leadership on emerging operational and regulatory risks.
Responsibilities
-
Provide expert risk guidance, oversight, and assurance services to enterprise and divisional partners, ensuring alignment with the organization’s operational and strategic risk framework.
-
Manage and improve the effectiveness of risk management processes by setting clear goals and strengthening risk assessment and mitigation practices.
-
Lead the development and execution of short‑ and long‑term risk strategies, ensuring alignment with business objectives and key regulatory requirements.
-
Collaborate with business teams to identify operational and digital risks, streamline processes, and design effective controls that reflect industry best practices.
-
Act as a trusted advisor by offering consultation, analytical support, and risk mitigation strategies for new products, services, and business processes.
-
Build strong relationships with internal stakeholders, establishing credibility as a risk management and compliance thought partner.
-
Assess the design and operating effectiveness of controls and recommend enhancements based on emerging risks and industry standards.
-
Use analytical tools to evaluate operational risk data and support data‑driven decision‑making.
-
Recommend actions to reduce risk exposure across operations, digital channels, and client‑facing processes.
-
Participate in special projects and enterprise risk initiatives as assigned.
Qualifications and Skills
-
Minimum of five years related work experience, with two years experience in risk management.
-
Undergraduate degree or equivalent combination of training and experience. Graduate degree preferred.
-
Experience with fraud risk management, lines of defense frameworks, and cross-functional collaboration
-
Solid understanding of risk assessment methods, control frameworks, and relevant regulatory requirements.
-
Experience analyzing operational, financial, or client‑interaction data to identify and assess risks.
-
Familiarity with risks related to client servicing, transaction processing, digital platforms, or fraud prevention in a retail investor environment.
-
Ability to develop practical risk mitigation strategies that align with business objectives.
-
Strong problem‑solving, communication, and collaboration skills, with the ability to influence stakeholders across teams.
Special Factors
Sponsorship
Vanguard is not offering visa sponsorship for this position.
About Vanguard
At Vanguard, we don't just have a mission—we're on a mission.
To work for the long-term financial wellbeing of our clients. To lead through product and services that transform our clients' lives. To learn and develop our skills as individuals and as a team. From Malvern to Melbourne, our mission drives us forward and inspires us to be our best.
How We Work
Vanguard has implemented a hybrid working model for the majority of our crew members, designed to capture the benefits of enhanced flexibility while enabling in-person learning, collaboration, and connection. We believe our mission-driven and highly collaborative culture is a critical enabler to support long-term client outcomes and enrich the employee experience.
Total Views
0
Apply Clicks
0
Mock Applicants
0
Scraps
0
Similar Jobs

Enterprise Implementation Consultant, Financial Saas
Brex · San Francisco, California, United States

Consultant, EMEA Compliance Testing
Northern Trust · Manila, Philippines

Consultant AML TA
Northern Trust · Dublin, Ireland

Internal Wholesaler/Intermediary Sales Consultant (B/D & DCIO) – San Francisco
T. Rowe Price · San Francisco, CA

PGIM DC Solutions - Institutional Client Advisor Support Specialist
Prudential · Newark, NJ, USA
About Vanguard
Reviews
3.4
3 reviews
Work Life Balance
2.5
Compensation
3.2
Culture
2.8
Career
3.5
Management
3.0
45%
Recommend to a Friend
Pros
Competitive compensation package with bonuses
Good foundation for career development
Interesting programs aligned with education
Cons
Long commute requirements (2.5 hours)
Mandatory on-site presence multiple days
Pay below industry standards
Salary Ranges
1,532 data points
Junior/L3
Junior/L3 · Client Relationship Associate
529 reports
$60,018
total / year
Base
$55,076
Stock
-
Bonus
$4,942
$46,375
$78,763
Interview Experience
3 interviews
Difficulty
3.0
/ 5
Duration
14-28 weeks
Interview Process
1
Application Review
2
Recruiter/HR Phone Screen
3
Technical/Case Study Round
4
Final Round Interview
5
Offer
Common Questions
Behavioral/STAR
Technical Knowledge
Case Study
Past Experience
Culture Fit
News & Buzz
Vanguard Personalized Indexing Management LLC Sells 10,432 Shares of Owens Corning Inc $OC - MarketBeat
Source: MarketBeat
News
·
4w ago
Vanguard Mining Reports Re-Assay Program for Redonda Copper-Molybdenum Project - TheNewswire
Source: TheNewswire
News
·
5w ago
Why Vanguard says investors should flip the traditional 60/40 portfolio in favor of bonds - Business Insider
Source: Business Insider
News
·
5w ago
3 Vanguard Mutual Funds to Buy for Spectacular Returns - TradingView
Source: TradingView
News
·
5w ago
