Jobs

Investment Performance Analysis - Investment Compliance Service, Officer
Hangzhou, China
·
On-site
·
Full-time
·
2w ago
Benefits & Perks
•Healthcare
•401k
•Flexible Hours
•Learning
Required Skills
Investment compliance
Risk Management
Problem-Solving
Communication
Excel
Project Management
Who we are looking for:
We are looking for an exceptional individual to join our team for performance and analytics.
Why this role is important to us:
State Street Global Delivery provides asset owners and asset managers access to financial information and tools essential for effective investment solutions. From core custody, accounting, fund administration, shareholder recordkeeping, and performance, to complete operations solutions and servicing for alternative assets like OTC derivatives, private equity, and real estate. Our services help our clients make better investment choices and generate wealth for their customers and beneficiaries.
What you will be responsible for:
As a key expert in the APAC region, your responsibilities will include:
- Ensure high quality service delivery to clients.
- Function as team supervisor to ensure good team performance in various aspects of risk, control, and discipline.
- Provide timely and professional responses or escalations to all enquiries. Demonstrate flexibility by answering in emergencies and challenges.
- Establish and maintain good working relationships both internally and externally, collaborating with other teams and departments.
- Contribute to analysis and planning of Operating Model with the aim of standardizing processes and establishing best practice.
- Interpret and codify client-specific IMAs (Investment Management Agreements) and prospectus restrictions.
- Conduct post-trade investment compliance analysis to ensure adherence to regulatory requirements and investment mandates.
- Implement controls for portfolios restrictions(e.g., concentration limits, prohibited securities, ESG criteria).
- Validate portfolio adherence to benchmark constraints, derivative usage limits and risk thresholds.
- Result validation and reasonability analysis on investment breaches.
- Generate compliance reports for a wide range of clients from asset managers, asset owners to trustees.
- Lead a wide range of projects to meet requirements from product roadmap, strategy, and market developments.
What we value:
These skills will help you succeed in this role:
- Strong critical thinking, problem-solving, and decision-making skills.
- Excellent Communication and interpersonal skills.
- Project Management skills.
- Independent client service and problem solving.
- Ability to develop and motivate team talents.
- Promoting an active and committed attitude, being open to questions and discussions
Education & Preferred Qualifications:
- Bachelor’s degree in Accounting/Mathematics/Finance/Economics or equivalent (post graduate degree and/or a CFA®, CIPM® or CAIA® would be an advantage).
- 5+ years of experience in investment analytics
- 1+ years of team management experience (Preferred)
- Proficient Investment compliance/Risk knowledge within asset management, banking, or broker-dealers.
- Proven experience of compliance monitor systems (e.g., Charles River, AxiomSL, Bloomberg).
- Good understanding of regulations and global market practices.
- Strong ability to decode complex legal and investment documents (IMAs, prospectuses).
- Knowledge of financial instruments: equities, fixed income, derivatives.
- Advanced Excel/SQL/Python skills for data analysis would be beneficial.
- Work with internal operation team to design process enhancement solutions
- Familiar with SDLC, GMAS experience will be a plus
- Familiar with database and data warehouse, able to use SQL to query data
- Understand ETL, experience with low code tools like Alteryx, Power query will be a plus
- Strong coding skills will be a plus, especially VBA and Python
About State Street
Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. We keep our clients at the heart of everything we do, and smart, engaged employees are essential to our continued success.
We are committed to fostering an environment where every employee feels valued and empowered to reach their full potential. As an essential partner in our shared success, you’ll benefit from inclusive development opportunities, flexible work-life support, paid volunteer days, and vibrant employee networks that keep you connected to what matters most. Join us in shaping the future.
As an Equal Opportunity Employer, we consider all qualified applicants for all positions without regard to race, creed, color, religion, national origin, ancestry, ethnicity, age, disability, genetic information, sex, sexual orientation, gender identity or expression, citizenship, marital status, domestic partnership or civil union status, familial status, military and veteran status, and other characteristics protected by applicable law.
Discover more information on jobs at State Street.com/careers
Read our CEO Statement:
Total Views
0
Apply Clicks
0
Mock Applicants
0
Scraps
0
Similar Jobs

Legal Assistant
MetLife ·

Equity Derivatives - Securitised Legal Documentation Templating - Analyst
JPMorgan Chase · Buenos Aires, Argentina

Senior Specialist Legal Editor, Employment Law
Thomson Reuters ·

Infrastructure Finance Lawyer
Morgan Stanley · London, United Kingdom

Early Career Trial Attorney (Remote - Westchester/Putnam/Rockland County - New York)
Allstate · Bronx Legal New
About State Street

State Street
PublicState Street Investment Management — formerly State Street Global Advisors (SSGA) — is an American investment management division of State Street Corporation founded in 1978 and the world's fourth largest asset manager, with nearly US$4.1 trillion in assets under management as of December 31, 2023.
10,001+
Employees
Boston
Headquarters
Reviews
3.5
6 reviews
Work Life Balance
2.5
Compensation
3.0
Culture
2.5
Career
3.2
Management
2.8
35%
Recommend to a Friend
Pros
More opportunity than other banks
Career advancement potential
Financial services experience
Cons
Slow hiring process
Poor Glassdoor reviews
Variance in firm quality opinions
Salary Ranges
76 data points
Mid/L4
Mid/L4 · Compliance Monitoring & Surveillance
1 reports
$143,735
total / year
Base
$124,987
Stock
-
Bonus
-
$143,735
$143,735
Interview Experience
5 interviews
Difficulty
2.6
/ 5
Duration
21-35 weeks
Offer Rate
20%
Experience
Positive 20%
Neutral 60%
Negative 20%
Interview Process
1
Application Review
2
Recruiter Screen
3
Phone Interview
4
Technical/Hiring Manager Interview
5
Final Interview/Offer Stage
Common Questions
Technical Knowledge
Behavioral/STAR
Past Experience
Culture Fit
News & Buzz
Bank of New York Mellon Corp Sells 27,136 Shares of State Street Corporation $STT - MarketBeat
Source: MarketBeat
News
·
5w ago
State Street names new head of markets UK - The TRADE
Source: The TRADE
News
·
5w ago
State Street to Speak at the BofA Securities Financial Services Conference - Yahoo Finance
Source: Yahoo Finance
News
·
5w ago
State Street to Speak at the BofA Securities Financial Services Conference - Business Wire
Source: Business Wire
News
·
5w ago