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Deloitte

Deloitte Corporate Finance

• Senior Compliance Analyst

3 weeks ago• Atlanta, GA (+8 more)Boston, MAPhiladelphia, PANew York, NYCharlotte, NCDallas, TXChicago, ILArlington, VAMc Lean, VA
Viewed on February 1, 2026
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About Us

Deloitte is the largest professional services network in the world—providing audit, tax, consulting, enterprise risk, and financial advisory services.

• Size: 10000+ employees
• Industry: Client Services, Consulting, Financial Services, Technology

View Company Profile:

Position Summary:

Corporate Finance Compliance Analyst:

Our Deloitte Strategy & Transactions team helps guide clients through their most critical moments and transformational initiatives. We offer comprehensive end-to-end support and advisory services, covering areas such as valuation modeling, cost optimization, restructuring, business design and transformation, infrastructure and real estate, mergers and acquisitions (M&A), and sustainability. The team works closely with clients at every stage of their journey, helping them navigate challenges, avoid financial pitfalls, and implement practical solutions before, during, and after major transformational projects or transactions creating lasting impact.

Deloitte Corporate Finance LLC (DCF) is seeking a Compliance Analyst to join its team. The ideal candidate has in-depth knowledge of broad compliance matters relating to broker dealers and is a strong critical thinker and problem solver who enjoys working in a collaborative but independent team environment. This position will help mitigate compliance related risk and exposure and will work with internal teams to drive a strong culture of compliance.

Work you'll do

The Compliance Analyst will assist the DCF Compliance Department in managing a multitude of requirements associated with maintaining the compliance program for DCF. The candidate should be self-motivated and able to simultaneously manage multiple, time-sensitive tasks.

Additional responsibilities include but are not limited to:

• Support DCF compliance strategic initiatives
• Proactively assist in the identification and mitigation of industry-wide and Firm-specific risks
• Assist with review of compliance monitoring and testing program
• Assist with maintaining Firm and individual registration requirements with FINRA
• Assist with the onboarding and offboarding of DCF professionals
• Assist in the development and delivery of compliance training
• Review various engagement records throughout the life cycle of a deal
• Assist with the review of employee trading activity in accordance with FINRA Rule 3210
• Coordinate review and diligence of outside business activities and private securities transactions in accordance with FINRA Rules 3270 and 3280
• Assist with research and data collection required ahead of branch and non-branch office inspections and audits
• Assist with the creation of internal procedures, FAQs, email updates and other communications
• Assist with the cross-border engagement process and related communications
• Keep abreast of changing regulatory environment for proposed rules, guidance and industry trends which may affect the Firm and require updates to its compliance program

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Deloitte Corporate Finance LLC ("DCF") is a rapidly growing middle-market investment bank headquartered in Charlotte with offices in New York, Chicago, Dallas, and Los Angeles. The firm advises on a variety of transactions for private equity groups and public and private corporations, including mergers and acquisitions and the raising of private capital. Deloitte Corporate Finance serves all major sectors out of Business and Financial Services, Consumer and Retail, General Industrials, Healthcare & Life Sciences, and Technology, Media, & Telecom industry groups. Learn more about our Corporate Finance practice

Qualifications:

Required:

• Bachelor's Degree
• 2+ years of experience working in regulatory and/or compliance driven environment. Securities Industry Essentials (SIE) and FINRA Series 7 license required or must obtain within 60 days of hire
• Familiarity with electronic surveillance and brokerage platforms and FINRA Gateway preferred
• High proficiency with MS Office suite of products
• Discretion and the ability to handle sensitive information on a confidential basis
• Ability to collaborate in a team environment across departments and seniority levels while employing professionalism and collegiality
• Ability to travel 30%, on average, based on the work you do
• Must be legally authorized to work in the United States without the need for employer sponsorship, now or at any time in the future

Preferred:

• Evidence of strong verbal and written communication skills
• Strong attention to detail

The wage range for this role takes into account the wide range of factors that are considered in making compensation decisions including but not limited to skill sets; experience and training; licensure and certifications; and other business and organizational needs. The disclosed range estimate has not been adjusted for the applicable geographic differential associated with the location at which the position may be filled. At Deloitte, it is not typical for an individual to be hired at or near the top of the range for their role and compensation decisions are dependent on the facts and circumstances of each case. A reasonable estimate of the current range is $76,725 to $134,300.

Information for applicants with a need for accommodation: https://www2.deloitte.com/us/en/pages/careers/articles/join-deloitte-assistance-for-disabled-applicants.html

Deloitte is committed to providing reasonable accommodations for people with disabilities. If you require a reasonable accommodation to participate in the recruiting process, please direct your inquiries to the Global Call Center (GCC) at USTalentCICInbox@deloitte.com.

Recruiting tips

From developing a stand out resume to putting your best foot forward in the interview, we want you to feel prepared and confident as you explore opportunities at Deloitte. Check out recruiting tips from Deloitte recruiters.

Benefits:

At Deloitte, we know that great people make a great organization. We value our people and offer employees a broad range of benefits. Learn more about what working at Deloitte can mean for you.

Our people and culture

Our inclusive culture empowers our people to be who they are, contribute their unique perspectives, and make a difference individually and collectively. It enables us to leverage different ways of thinking, ideas, and perspectives, and bring more creativity and innovation to help solve our clients' most complex challenges. This makes Deloitte one of the most rewarding places to work.

Our purpose

Deloitte's purpose is to make an impact that matters for our people, clients, and communities. At Deloitte, purpose is synonymous with how we work every day. It defines who we are. Our purpose comes through in our work with clients that enables impact and value in their organizations, as well as through our own investments, commitments, and actions across areas that help drive positive outcomes for our communities. Learn more.

Professional development

From entry-level employees to senior leaders, we believe there's always room to learn. We offer opportunities to build new skills, take on leadership opportunities and connect and grow through mentorship. From on-the-job learning experiences to formal development programs, our professionals have a variety of opportunities to continue to grow throughout their career.

Requisition code: 319424

Job ID 319424

Client-provided location(s): Atlanta, GA, Boston, MA, Philadelphia, PA, New York, NY, Charlotte, NC, Dallas, TX, Chicago, IL, Arlington, VA, Mc Lean, VAJob ID: Deloitte-319424Employment Type: OTHERPosted: 2026-01-07T18:54:05Apply on company site

Perks and Benefits

Health and Wellness

Parental Benefits

Work Flexibility

Office Life and Perks

Vacation and Time Off

Financial and Retirement

Professional Development

Diversity and Inclusion

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